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Compliance Risk Analyst

Employer
Pictons Solicitors LLP
Location
Luton
Salary
£Competitive
Closing date
14 May 2016
Reference
CompRisLUT0416

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Job Details

COMPLIANCE RISK ANALYST
LUTON OFFICE

Ref: CompRisLUT0416

We are seeking an experienced Compliance Risk Analyst to support the COLP, COFA and Partners in carrying out their compliance responsibilities for the Firm.  

This important role offers a broad range of responsibilities including providing support to the Senior Responsible Office for Lexcel with all matters for the Firm’s Lexcel Accreditation, ensuring compliance with the SRA rules.  

Other responsibilities include assisting the Head of Conveyancing/SRO with the Firm’s CQS Accreditation and Lenders Panel applications, carrying out regular file reviews in conjunction with the COLP and carrying out the role of Assistant MLRO for the Firm.  

Further duties involve producing monthly risk reports for the COLP and COFA, recording COLP/COFA breaches and reporting these at monthly Compliance Meetings, monitoring practice notes, SRA updates, Lexis PSL and identifying new developments and areas of training as required.  

The successful candidate will devise and roll out compliance training for all staff, regularly monitor and update the Firm’s central registers, ensure the Office Manual, Terms of Business and all relevant documents are kept updated.  There will be Company Secretarial duties as required and assisting Partners and fee earners with their duties under the SRA Code of Conduct and other regulatory obligations.

For further information and full job descriptions please visit our careers page at www.pictons.com
Please email your CV and covering letter to
gaby.reeve@pictons.co.uk

Company

Pictons Solicitors LLP

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