Financial Regulatory Services Paralegal

England, London
£30000 - £38000 per annum + Excellent Benefits
11 Jan 2019
08 Feb 2019
Andrew Burrows
Full time
Contract type

This is a top 40 law firm, and they are a City giant. They have an incredible international presence, with a worldwide reach. They are tier 1-3 across a significant number of practice areas. They are a dominant market force, and yet have retained a good culture, excellent career progression, and untouched staff retention rates. They offer Training Contracts down the line to the right people.

The Firm

The firm have a long heritage spanning across over 150 years, and as such have an incredible reputation and client base, which has grown year on year. Their international presence is almost unrivalled, as is their expertise across most of their departments.

The firm have an unbeatable culture- you will enjoy going to work. And yet, their network of ultra HNW individuals, companies, businesses, conglomerates, is expansive- crossing across jurisdictions and overseas as well as in the City.

The Role

Because the firm are continuously expanding, they are looking for a Financial Services Regulatory Paralegal to join their flourishing Regulatory Finance team in London.

The core profile of the firm's clients are wealthy families, often with a number of family trusts and grant making charitable trusts. Their assets are likely to include shares in family owned businesses, quoted investments, bespoke open ended investment companies, hedge funds, landed estates and property.

They also act for business executives, entrepreneurs who have generated their own wealth, and families whose assets have accumulated over the generations, and across retail, technology and automotive.

Although most of their clients have a UK nexus, there is a substantial offshore, foreign and international aspect to their practice and you would be expected to be familiar with dealing with the challenges this brings.

You will have a hands on role, supporting a Partner at the firm.

The successful candidate will get the opportunity to assist/ provide regulatory advice across a wide range of areas (e.g. AIFMD, fund marketing and financial promotion, regulatory capital requirements, change of control, controlled functions, insurance-related transactions, MiFID II, client money, CASS, Senior Managers Regime and Listing, Prospectus and Disclosure Rules etc.).

You will have an incredibly exciting role, with the potential of incredible cross referral work with other departments; even this firm's Private Wealth Paralegals participate in interesting and varied M&A work, for example.


  • You will be a Financial Services Regulatory Paralegal (2+ years experience)
  • You should have experience in a wide range of Regulatory Finance matters, with high net worth clients/work included in this
  • You will have a "can do" attitude and be a first-class communicator
  • You should have a meticulous eye for detail
  • Salary is up to 40k, depending on experience
  • This is an excellent opportunity for a Regulatory Financial Services Paralegal to join this highly-regarded practice in the heart of London.

    Apply now for immediate consideration or feel free to give me a call for a confidential conversation!

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