Compliance Officer

Leamington Spa
£30000 - £60000 per annum
07 Feb 2019
07 Mar 2019
Karl Tomkinson
Full time
Contract type
Highly regarded firm in Warwickshire seeks a talented Compliance Officer on a full-time, permanent basis.

A fantastic opportunity has arisen for a Compliance Officer to join our client’s thriving practice located in the Leamington Spa area. The successful applicant shall support the implementation and maintenance of risk management policies within the firm, whilst ensuring compliance with SRA and other regulatory compliance. There will also be a requirement to assist the compliance manager with conducting thematic audits.

• Ensuring compliance
• Anti-money laundering regulations
• Data protection
• Reviewing policies and procedures
• Conducing internal audits
• Quality assurance checks
• Handling enquires and complaints
• Carrying out checks on new business loads
• Due diligence
• Periodic reviews
• Producing various reports
• Investigating incidents
• Conflict checks
• Providing and updating training material

The Candidate
• Applications are encouraged from solicitors with a minimum of one years’ PQE
• Previous experience of working within compliance at a law firm is essential for this role
• Possess strong levels of technical knowledge
• Be a strong team player with the accompanying ability to work under your own initiative
• Excel in communication both verbally and written

The Firm
Our client is a leading law firm with strong roots and ability to blend traditional values with modern practices to deliver full-service legal advice to clients across the UK. Recognising that their employees are their biggest asset, they have created a supportive and enjoyable working environment where staff are able to achieve their full potential. Committed to building long-term relationships with their clients, they go above and beyond to understand and deliver on their needs. Actively involved within their local communities, they support local charities and encourage their staff to get involved with voluntary work. Due to continuous growth and development, they are now seeking to recruit an ambitious Compliance Officer.

• Free parking
• Generous holiday allowance
• Opportunities for career development
• Competitive salary
• Staff activities
• Pension and healthcare scheme

Compliance Officer

For further details of this Compliance Officer vacancy, please contact Karl quoting reference KT04156361.


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