In House Compliance Officer
- Employer
- Lipson Lloyd Jones
- Location
- England, Surrey
- Salary
- £Market plus excellent benefits
- Closing date
- 29 Aug 2019
- Reference
- 69939
View more
- Practice area
- Risk and compliance
- Contract type
- Permanent
- Hours
- Full time
- PQE
- 1 year, Not applicable
- Position
- Paralegal, Legal assistant
- Sector
- In-house
Job Details
THE COMPANY
A well known international company.
THE ROLE
This is a new role for a Compliance Officer to administrate regulatory compliance across the Company, ensuring compliance with existing regulations, and incorporation of new regulations into the Company's policies, procedures and culture.
The role will involve monitoring regulations to ensure changes are understood and raised with the business at an appropriate level, working with the Senior Compliance Officer to manage the introduction of new regulations and proactively ensuring ongoing compliance with regulations on a departmental and company level, eg: FCA, DPA/GDPR, AML, CTF.
Legal requirements will include maintaining an appropriate level of knowledge and competence in the finance and insurance products appropriate to the role, in accordance with the requirements of the Financial Conduct Authority (FCA).
You will also have responsibility for helping the organisation to keep their personal data up-to-date and to help meet its data protection obligations to staff and to customers alike.
ABOUT YOU
With experience of working within a Compliance department, you will have had exposure to core compliance requirements, e.g., FCA (Financial Conduct Authority), DPA (Data Protection Act), AML (Anti-Money Laundering) and CTF (Counter Terrorist Financing).
You should also have :
Compliance experience in a customer-facing environment.
Familiarity with Conduct Risk management and conducting compliance monitoring activities.
Good knowledge of Microsoft Office products, especially Word and PowerPoint.
Lipson Lloyd Jones Ltd is acting as an Employment Agency in relation to this vacancy.
Company
Lipson Lloyd-Jones (LLJ) was established in 1987. We provide comprehensive, nationwide coverage of the legal recruitment marketplace from our offices in the City of London and Manchester city centre. Combining extensive experience with state of the art methodology and personal attention, our service is tailored to meet the precise needs of clients and candidates alike.
Private Practice:
Our client base is vast, encompassing the Magic Circle, major provincial firms, countless small, medium and niche practices in London and nationwide, as well as a large portfolio of practices across the globe. Our instructions cover every legal discipline at every level.
In House:
We act on behalf of key national and multi-national players within the banking, financial services, industrial, manufacturing, construction & engineering, commercial, technology, telecoms and regulatory sectors, handling vacancies at all levels.
Professional Suport:
Our Professional Support Department, established in 1999, is dedicated to sourcing and placing lawyers within this specialist area of recruitment. Uniquely, we have two senior consultants concentrating solely on PSL placements. Their expertise, allied to regular, targeted advertising, has enabled us to develop an extensive database of exceptional candidates.
An Individual Service:
Our consultants have accumulated unrivalled experience within this most intricate and specialised of market places. Their combination of insight, professionalism, dedication and enthusiasm ensures that our clients and candidates have the edge throughout the recruitment process.
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