Head of Risk & Compliance | Newport
One of the most progressive law firms in Wales currently have a brand new role for a Head of Risk & Compliance to join the expanding firm in Newport. Our client has grown considerably of late and due to this growth are now expanding across a number of departments. Our client advises a range of clients across a wide range of practice areas on behalf of individuals and business across the United Kingdom.
As Head of Risk & Compliance, you will be responsible for ensuring the firm complies with all regulatory frameworks on a day to day basis reporting into the CEO. The role would comprise of dealing with practicing certificate renewals, complaints and claims management, assisting staff with conduct questions such as conflicts, reviewing, developing and monitoring the firms policies and procedures, as well as ensuring the firm strictly complies with regulaions set out by the SRA ,CQS,SQM standards, APIL and AVMA . As the head of compliance you will also develop internal audit process as well as monitoring and overseeing both the internal and external audit process, you will also be responsible for general compliance awareness, creating and delivery of bespoke compliance training as well.
To be considered for this, our client is requiring an individual that has worked in a law firm or in house legal team within a senior compliance role who possess up to date knowledge of risk and compliance requirements. On offer is the opportunity to join a highly regarded law firm who have expanded and grown considerably throughout 2020.
On offer is the opportunity to join one of the regions most regarded law firms, who can offer a highly competitive salary, excellent benefit package as well excellent working environment. If you believe you have the skill set required, please contact Karen at TSR Legal on 02920 388100 or email email@example.com in confidence.