Excellent permanent opportunity working within a well-established Cardiff leading law firm.. This is an exciting opportunity for an ambitious candidate who is looking for a challenging new role in a dynamic, expanding Cardiff law firm.
Candidate should be 5+years PQE with relevant experience in a compliance role.
5+ years PQE Solicitor /non practicing
Excellent attention to detail
Experienced user of Microsoft Outlook, Word, Excel and Powerpoint
Excellent time management, organisational and administrative skills
Team player but self-motivated and able to work autonomously
Working with the managing partner and supporting the practice manager in their day-to-day operations.
Handling of complaints for both SRA and FCA entities including maintaining a log, ensuring timelines for responding are met, liaising with regulators and the legal ombudsman as required
Recording of all breaches, assessment of breaches that are reported and production of a recommendation for action to the COLP, acting as the point of contact for material breaches, ensuring that all breaches are dealt with within required timescales, producing monthly reports and submitting to management for review
Ensuring maintenance of all records and registers as required by the SRA
Liaising with the SRA as required and coordinating queries to and from the SRA
Design and maintain a system of assurance in relation to file audits, policy audits and other processes as required
Drafting policies in relation to the regulation of the firms
Dealing with day-to-day queries including issues relating to engagement, conflicts of interest, structural inquiries and other queries arising from SRA Handbook
Responding to day to day queries on the firms behalf
Supporting the firm’s practice manager in the exercise of her day to day duties
For further details, please contact Karen Jones at TSR LEGAL for a confidential discussion or email direct to Karen@tsrlegal.co.uk to discus further.