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New! COLP Solicitor | Non Practicing

TSR Legal
Cardiff (Caerdydd)
£45,000 - £50,000
Closing date
18 Jun 2021
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Job Details

Excellent permanent opportunity working within a well-established Cardiff leading law firm.. This is an exciting opportunity for an ambitious candidate who is looking for a challenging new role in a dynamic, expanding Cardiff law firm.

Candidate should be 5+years PQE with relevant experience in a compliance role.


5+ years PQE Solicitor /non practicing 

Excellent attention to detail

Experienced user of Microsoft Outlook, Word, Excel and Powerpoint

Excellent time management, organisational and administrative skills

Team player but self-motivated and able to work autonomously

Job Role:

Working with the managing partner and supporting the practice manager in their day-to-day operations.

Handling of complaints for both SRA and FCA entities including maintaining a log, ensuring timelines for responding are met, liaising with regulators and the legal ombudsman as required

Recording of all breaches, assessment of breaches that are reported and production of a recommendation for action to the COLP, acting as the point of contact for material breaches, ensuring that all breaches are dealt with within required timescales, producing monthly reports and submitting to management for review

Ensuring maintenance of all records and registers as required by the SRA

Liaising with the SRA as required and coordinating queries to and from the SRA

Design and maintain a system of assurance in relation to file audits, policy audits and other processes as required

Drafting policies in relation to the regulation of the firms

Dealing with day-to-day queries including issues relating to engagement, conflicts of interest, structural inquiries and other queries arising from SRA Handbook

Responding to day to day queries on the firms behalf

Supporting the firm’s practice manager in the exercise of her day to day duties

For further details, please contact Karen Jones at TSR LEGAL for a confidential discussion or email direct to to discus further.


We are a legal recruitment company with offices in Cardiff, Bristol & London.
Tailored Solutions Recruitment has built an excellent reputation within Legal Recruitment.

We cover Wales & South West so whether you are looking to recruit new staff, or you are looking for a legal job, we are able to help.

Our understanding of the legal market across these regions enables us to find the perfect match between clients and candidates.
Our clients range from top Legal 500 Law Firms to niche practices who trust us to find Permanent, Contract, Temporary and Interim professionals

Find Us
3rd Floor
28 St Mary Street
CF10 1AB
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